Regulatory Advice
Regulatory Guidance in Risk Frameworks
NFC offers regulatory guidance on risk frameworks. We advise on complex regulations such as CRR/CRD, IFR/IFD, PSD/EMD, and DORA, helping you navigate an ever-changing regulatory landscape.
We support both start-ups and established businesses with everything from tailored end-to-end solutions to implementation, and we provide advice on individual complex regulatory interpretations. For example, we can offer second opinions on interpretations of regulatory matters. We help you comply with current regulatory requirements and anticipate upcoming changes, as navigating the extensive financial regulatory landscape can be complex and time-consuming.
At NFC, we provide reassurance in regulatory interpretations through a thorough understanding of market practice and regulatory expertise. Working with us allows you to focus on your core business.
Examples of projects
- Support with consolidation issues
- Support with applications for the inclusion of capital instruments
- Support with applications for the group capital test
- Support with securitisation notifications
- Preparation of SRT documentation
- Support during supervisory enforcement cases
- Interpretation of European and national risk-related legislation
- Gap analysis against future regulations
- Implementation of new regulations
- Second opinions on regulatory interpretations
- Ongoing regulatory monitoring
Examples of regulatory frameworks
- CRR/CRD, IFR/IFD, PSD/EMD, SecReg, DORA, MiCAR, EMIR